Regulatory Compliance

Services

Regulators are sharpening their focus on assessing financial transactions and outcomes, and we help you stay ahead of the curve by prepping you for Regulatory Examinations

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We make complex regulations simple to understand and comply

AML Services

AML BSA Compliance Consulting

Our AML practice can do the heavy lifting for compliance to AML BSA whether its responding to a regulatory mandate, strengthening your fraud investigation practices or AML technology transformation for better efficiency

AML Program Review and Assessment

We conduct a review and assessment of existing AML program to identify areas of improvement as well as keeping your business in sync with latest rules

Third Party Integration

We work with your team and the third party provider for AML technology to integrate their system into your business according to your unique needs. We have subject matter expertise in Actimize, Pega, SAS and many other products

Fraud Risk Management

We help you set up Fraud investigation units, policies and procedures and set up controls to mitigate fraud risk

AML Look Back services

Bonova Advisory can help your in look back of Suspicious Activity Alerts (SAR) , as well as perform enhanced due diligence and investigations

Anti Financial Crimes (AFC) Model Validation

Our AML model validation covers various models including AML transaction monitoring, customer risk rating, OFAC sanctions screening, restricted list screening, and fraud.

Mock Regulatory Examinations

Our services for mock examination will prepare your firm and employees for SEC and FINRA exams conducted by former regulators which mirrors the key processes followed by the regulatory agencies. We will audit your current compliance program and help identify deficiencies that may come up in the examination process. We will also train your staff on efficiently co-ordinating and responding during regulatory examinations.

CCAR Services

Our approach is holistic and client centric that helps our clients maintain their competitive advantage while dealing with cost and complexity of regulation as well as navigating ever changing risk environments. We offer high quality advisory and expertise of exclusively senior level consultants to manage complexities of end – end CCAR execution and delivery.

CCAR Model Validation and Implementation

Capital Planning

Scenario Simulations and Stress Testing

CCAR Challenge and Review Program

Basel III

With an understanding of Interdependencies and overlaps of global regulations, we equip our clients with solid understanding of various regulations worldwide including Basel III

Liquidity Standards

Data Governance and Stewardship

Basel 3 Framework and Capital Reforms

Bonova Advisory

Services