Wall Street Pedigree Advisory offering ” tailored bespoke approach” to every client for evolving Global Capital Markets
Deal Life Cycle Management
Post Trade Operations across all asset classes
Mutual Fund Compliance
Marketing Material / Advertising Reviews
Code of Ethics Monitoring
Broker Dealer Registrations
Banking Is More Than Software Disruption is the current name of the game. The promise is it will upturn any economic sector that’s not sufficiently hip to the new ways of doing business. In some cases that has certainly been true. Uber has taken its toll on...
How Blockchain Technology Helps With Trade Reporting With the interconnectivity of the global capital markets, U.S. multinational financial institutions must report to not only U.S. regulators but must also ensure their foreign offices comply with overseas regulators...
How Straight-Through Processing Reduces Costs? Energy Trading Risk Management in today’s volatile markets is challenging and demands a robust, seamless, end-to-end integration of various processes for commodity trading activities from the inception point of the trade...
Our Client: Our client was a Wholesale Operations business unit within a large bank. This unit had operationalized Anti Money laundering compliance program for 52 lines of business to comply with. These lines of business were in geographically diverse...
Objective: Our client a global bank faced a challenge of not having strategy and business architecture capable of supporting commodity derivative back office operations segmented across many groups at different geographical locations. This led to a very...